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Investment Fraud Lawyers

Although the process may seem complex, or intimidating, we make it easier for investors. Often times investors are unaware of the abuse committed by their trusted stock broker. These kinds of stock brokers will use every tool in their arsenal to manipulate, deceive, control, and extort money from their clients. Coinbase Stock Loss Lawyer provides a FREE analysis of your brokerage account statements in order to reveal the truth of where your hard earned money is going. These types of trades can dissolve an investor’s account within months and be disguised as “market-related” losses. At Shepherd, Smith, Edwards & Kantas, LLP, our team of dedicated securities lawyers have extensive experience in helping investors who put their trust and financial security in the hands of their financial advisor and brokerage firm.

Stock Loss Lawyer

The recipient of the request could simply be the custodian of records the requester wishes to examine or a simple fact witness, not a target of the investigation, who the requester wishes to interview. I am an Expert Witness in Securities and Investment related litigation. In my many years of experience, Bob is as good or better than anyone I have ever worked with and always gives every case his maximum best effort. In arbitration, when the pressure is on, Bob is always calm and prepared to and consistently crafts a winning strategy.

The total losses you sustained due to the possible fraud/negligence. Investors can use the following resources to check the credentials of a broker or firm before trusting them with any money. Investors can protect themselves by keeping detailed records, learning how to read your statements and keeping close tabs on what your broker is doing. It is also not a good idea to authorize your broker for unlimited trading in your account. Your broker has over-concentrated your portfolio in one particular investment.

Speak with your attorney as soon as possible if you believe your case is approaching this deadline. We will take the time to get to fully understand your case and explain your options to recover losses. It is unfortunate that we have to meet, but our firm will put your best interests first. As former licensed securities brokers, we are extremely familiar with the financial industry. The hiring of a law firm is an important decision that should not be based solely on advertisements. Before you decide, ask us to send you free written information about our qualifications and experience.

Investors holding preferred securities in their portfolios may have noticed drops in the investment values. If your financial advisor recommended a portfolio concentrated with preferred securities and your portfolio has incurred damages, you may be able to recover your losses. Brokers and clients may agree that the broker has a certain level of autonomy to act on behalf of the client, but if that agreement is violated, the broker has violated unauthorized trading rules.

Our firm has extensive experience in securities fraud class action lawsuits. We have a good reputation in the legal community and with the courts as diligent and capable attorneys who fight aggressively on behalf of our clients to recover their losses. We fight to level the playing field between large corporations and the public investor. Most individuals do not have the expertise to trade their own securities, so they employ a broker to buy and sell securities on their behalf. Many investors give brokers the power to trade on their accounts and trust them to make trades that are in their best interest.

Regulation D allows certain investments to be exempt from these registration requirements. A fixed annuity is not tied to the market and provides steady payments at a fixed rate. On the other hand, a variable annuity would be tied to some part of the market, usually an index. Agency Securities”Agencies” is a term used to describe bonds issued or guaranteed by U.S. federal government agencies. They also describe bonds issued by government-sponsored enterprises —corporations created by Congress to foster a public purpose.

Purchased, in your home country or a different country, problematic investments issued in the United States?

Also like debt investments, preferred shares offer a fixed dividend payment similar to bonds. However, like equity, preferred stock can fluctuate in value, especially when the value of the issuing firm is low. Preferred stocks are given ratings similar to bond ratings but preferred ratings are almost always lower than bond ratings because preferred securities do not have the same guarantees for interest payments.

Investing is inherently risky, shouldnt I expect losses?

High yield junk bonds have significantly more risk than investment grade bonds. In addition, junk bonds typically move up and down with stocks and provide little or no downside protection when the stock market is declining. I think by and large most financial advisors are honest people who want to help their clients, but sometimes they make mistakes, and when they do, it’s very difficult for them to admit to it. In cases where significant investment losses occur due to the negligent or unlawful actions of a broker, advisor, or investment firm, investors have the right to sue in order to recover their investment losses.

Contact an Investment Fraud Lawyer Today fora Free Consultation

Whether your case results in trial verdict, arbitration, or settlement, the Law Offices of Robert Pearce, P.A., will fight for your rights and do everything in its power to get you the results you deserve. Stockbrokers are subject to the Financial Industry Regulatory Authority’s suitability rules. When the time is right for you, please don’t hesitate to reach out for a review of your case. Robert Pearce will fight for your rights day in and day out to get you the recovery you are entitled to. Likewise, if you are a broker or fiduciary who has been accused by federal agencies of noncompliance with regulatory requirements, you need a competent attorney to defend you.

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